Financial Regulation

Our aim is to give you all the tools you need to be a successful, profitable trader – and that’s why we’re always working hard to give you unbeatable pricing and execution as well as excellent leverage opportunities, tight spreads and zero price manipulation.

But it’s just as important that we provide you with the highest level of security, and services that you can trust fully.

Below you’ll find information on how we maintain our clients’ trust through our licenses and regulation.

Financial Services License

Synergy Financial Markets Pty Ltd. Is regulated and licensed by the Australian Securities and Investments Commission (ASIC). Our Australian Financial Services License (AFSL) number is 403863.

ASIC requires licensed financial services providers to meet strict capital requirements and to implement strict internal procedures including risk management, staff training, accounting and audits.

Segregated Client Funds

All client funds are held at fully segregated client trust accounts held at Commonwealth Bank of Australia (CBA).

Client funds are kept separate from Synergy’s company funds and – if Synergy were to become insolvent – will not be used to pay back creditors.

Australian Financial Complaints Authority

Synergy Financial Markets Pty Ltd. Is a member of the Australian Financial Complaints Authority (AFCA). This is an approved Australian external dispute resolution scheme that can deal with complaints about all of the financial services that Synergy provides under its AFSL.

If you would like to know more about how Synergy complies with the RG227 benchmarks, please Click Here

Privacy Policy

Synergy Financial Markets Pty Ltd (Synergy) is committed to its privacy obligations under the Australian Privacy Principles contained in the Privacy Act 1988. This Privacy Policy describes how we collect, use, disclose and protect personal information we collect about individuals who apply for or receive our services.

Read more about our Privacy Policy.

Any questions/concerns? Contact us at any time.